Aozora Securities English Website

Message from the CEO

Aozora Securities Co., Ltd. is a member of the Aozora Bank Group and plays an important part in its retail and financial institutions business strategy.

It has been eight years since the present Aozora Securities was established through the merger of the former Aozora Securities and Japan Wealth Management Securities. Amid ongoing challenging business environment in the financial industry, we have successfully entered a new phase for further growth by launching a non-face-to-face trading channel “Aozora Securities Internet Trading” aimed at providing customers with a high level of convenience in this June.

Aozora Securities is a group of “sophisticated and customer-oriented professionals” with extensive experience and expertise in various fields. We have provided highly specialized consulting services based on a clear understanding of our customers’ diverse needs from a mid-to long-term perspective.

As a small yet unique securities company, we will continue to strive to become the best asset management partner for our customers by maintaining customer-oriented approaches.
On behalf of the management team of Aozora Securities, I would like to express my gratitude to all of our customers for their continued support.

June 2019
Katsuyuki Ozaki
Representative Director and President

Company Outline

Name Aozora Securities Co., Ltd
Directors
Director and Chairman Masaki Tanabe
Representative Director and President Katsuyuki Ozaki
Director Natsuo Yamashita
Director Takayoshi Nomura
Director Masato Mano
Director Takashi Katou
Standing Audit & Supervisory Board Member Hideto Kawamura
Audit & Supervisory Board Member Hiroshi Inada
Audit & Supervisory Board Member Masaki Yamagata
Establishment January 23, 2006
Capitalization 3,000,000,000 Yen
Shareholder Aozora Bank, Ltd. (100%)
Head Office Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Licenses and Memberships Class 1 Financial Services Company
Class 2 Financial Services Company
Kanto Finance Bureau Chief (Financial Services) License Number: 1764
Japan Securities Dealers Association
Type Ⅱ Financial Instruments Firms Association

Contact Information

Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Tel +813-6752-1020
URL http://www.aozora-sec.co.jp

Line of services and products

Services to individual customers

AOZORA BANK (Financial Instruments Intermediary Service Provider)

In order to respond to investment and financial asset management needs of many customers, we have entrusted financial product intermediation to Aozora Bank, where structured bonds are mainly proposed.

Structured bonds
We handle bonds referencing stock indices of major countries such as Nikkei Stock Average, S&P 500 and Euro Stocks 50, as well as those referencing US dollars and Australian dollars, etc.

AOZORA SECURITIES provides customers with financial services and advices

For customers who wish to aggressively invest in a wide range of financial products, our professional personnel with a wealth of experience will select products best fit to each customer to help build a customer-oriented portfolio.

【Stocks】

Domestic stocks

We deal with stocks listed on each domestic exchange such as the TSE (including Mothers and JASDAQ).

Foreign stocks

We deal with stocks listed on exchanges in major countries including the US, Europe and Hong Kong.

Margin transactions

Of the stocks listed on the TSE (including Mothers and JASDAQ) and Nagoya Stock Exchange, we deal with issues designated as those for institutional margin transactions.

ETFs

We handle ETFs (exchange traded funds) listed on the TSE and exchanges in major countries including the U. S.
For ETFs not dealt with by us, please contact the Sales Department.

REITs

We handle real estate investment trusts listed on the TSE.

【Bonds】

Foreign bonds

We handle foreign currency denominated bonds issued by foreign governments, international organizations or business corporations in US dollars and Australian dollars, etc., as well as subordinated bonds issued by domestic and foreign financial institutions.

Structured bonds

We deal with bonds referencing: an individual stock price; and others.

Services to Corporate customer Qualified institutional investors and financial corporations

Private placement investment trusts

Responding to the operational needs of qualified institutional investors, we have unique private placement investment trusts

Aozora Bank corporate bonds

We handle bonds issued by Aozora Bank.

Qualified institutional investor private placement mutual funds

We deal with private placement mutual funds handled by Aozora Investment Management Co.,Ltd., as well as private placement mutual funds set up and operated by domestic and overseas investment companies.

Other products (trust beneficiary rights, securitized products, investment fund equity interests, etc.)

We deal with trust beneficiary rights, securitized products and investment fund equity interests, etc., as well as products composed utilizing Aozora Bank's corporate network.