Aozora Securities English Website

Message from the CEO

Aozora Securities Co., Ltd. is a member of the Aozora Bank Group and plays an important part in its°« retail and financial institutions business strategy.

Seven years has passed since the present Aozora Securities has been established through the merger of two securities companies, and this year,°°it started the new medium-term business plan. The roots of Aozora Securities lies in one of the merged companies, the former Aozora Securities, established in 2006 with the objective of expanding Aozora°«s business by integrating commercial banking and securities services. The other company, Japan Wealth Management Securities, was established in 2008 by executives with experience in private banking. The combined company provides a wide range of professional °»Aozora-unique°… products and services for its retail and corporate customers.

The management philosophy of the Aozora Bank Group is °»to be firmly established in the Japanese financial system and truly committed to the economic and social growth of Japan.°… The Group°«s aim is to become a °»Primary, Secondary Bank: an Even More Reliable Partner.°… Based on this philosophy, Aozora Securities will have a clear understanding of its customers°« diverse needs; provide sincere support in managing and developing their assets by offering highly professional and hands-on consulting services from a mid to long-term perspective. The company°«s experts come together to create a group of °»sophisticated, caring professionals°… with a broad range of experience.

Aozora Securities is committed to providing timely response to changing circumstances and ongoing customer-oriented approach. I would like to express my gratitude to all of you who have extended support and look forward to working with you in the future.

June 2018
Representative Director, President
Masaki Tanabe

Company Outline

Name Aozora Securities Co., Ltd
Directors
Representative Director and President Masaki Tanabe
Representative Director and Deputy President Katsuyuki Ozaki
Director Natsuo Yamashita
Director Takayoshi Nomura
Director Masato Mano
Director Takashi Katou
Standing Audit & Supervisory Board Member Hideto Kawamura
Audit & Supervisory Board Member Hirokazu Takino
Audit & Supervisory Board Member Hiroshi Inada
Establishment January 23, 2006
Capitalization 3,000,000,000 Yen
Shareholder Aozora Bank, Ltd. (100%)
Head Office Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Licenses and Memberships Class 1 Financial Services Company
Class 2 Financial Services Company
Kanto Finance Bureau Chief (Financial Services) License Number: 1764
Japan Securities Dealers Association
Type Ⅱ Financial Instruments Firms Association

Contact Information

Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Tel +813-6752-1020
URL http://www.aozora-sec.co.jp

Line of services and products

Services to individual customers

Financial instruments brokerage ° Financial Markets Department°ň

In order to respond to investment and financial asset management needs of many customers, we have entrusted financial product intermediation to Aozora Bank, where structured bonds are mainly proposed.

Structured bonds
We handle bonds referencing stock indices of major countries such as Nikkei Stock Average, S&P 500 and Euro Stocks 50, as well as those referencing US dollars and Australian dollars, etc.

Direct (Sales Department)

For customers who wish to aggressively invest in a wide range of financial products, our professional personnel with a wealth of experience will select products best fit to each customer to help build a customer-oriented portfolio.

°ŕStocks°Ř

Domestic stocks

We deal with stocks listed on each domestic exchange such as the TSE (including Mothers and JASDAQ).

Foreign stocks

We deal with stocks listed on exchanges in major countries including the US, Europe and Hong Kong.

Margin transactions

Of the stocks listed on the TSE (including Mothers and JASDAQ) and Nagoya Stock Exchange, we deal with issues designated as those for institutional margin transactions.

Listed futures/Options

We handle Nikkei 225 futures and Nikkei 225 options listed on the OSE.

ETFs

We handle ETFs (exchange traded funds) listed on the TSE and exchanges in major countries including the U. S.
For ETFs not dealt with by us, please contact the Sales Department.

REITs

We handle real estate investment trusts listed on the TSE.

°ŕBonds°Ř

Foreign bonds

We handle foreign currency denominated bonds issued by foreign governments, international organizations or business corporations in US dollars and Australian dollars, etc., as well as subordinated bonds issued by domestic and foreign financial institutions.

Structured bonds

We deal with bonds referencing: stock indices of developed countries; foreign exchange; an individual stock price; and others.

°ŕOthers°Ř

MMFs

We handle foreign currency denominated MMFs in US dollars, Australian dollars, Canadian dollars and NZ dollars.

Financial services to corporate customers (Institutions Department)

We handle financial products such as private placement investment trusts for corporate customers including financial institutions.

Aozora Bank corporate bonds

We handle bonds issued by Aozora Bank.

Qualified institutional investor private placement mutual funds

We deal with private placement mutual funds handled by Aozora Investment Management Co.,Ltd., as well as private placement mutual funds set up and operated by domestic and overseas investment companies.

Other products (trust beneficiary rights, securitized products, investment fund equity interests, etc.)

We deal with trust beneficiary rights, securitized products and investment fund equity interests, etc., as well as products composed utilizing Aozora Bank's corporate network.