Aozora Securities English Website

Message from the CEO

In February 2012, Aozora Securities Co., Ltd. was established through the merger of two securities companies as a strategic subsidiary of the Aozora Bank. One of the two merged companies was the former Aozora Securities, established in 2006 with the objective of expanding Aozora’s business by integrating commercial banking and securities services. The other company, Japan Wealth Management Securities, was established in 2008 by executives with experience in private banking and was engaged in retail brokerage and asset management businesses. The combined company provides a wide range of professional products and services for its retail and corporate customers.

The management philosophy of the Aozora Bank Group is “to be firmly established in the Japanese financial system and be truly committed to the economic and social growth of Japan.” The Group’s aim is to become a “Primary, Secondary Bank: an Even More Reliable Partner.” Based on this philosophy, Aozora Securities will have a clear understanding of its customers’ needs and support their asset management and development by offering professional services from a mid to long-term perspective. The company’s experts possess experience in a broad range of areas such as asset management, private banking, ALM/securities portfolio management, investment trust banking operations, and risk management and provide personalized asset management consultation for its retail customers.

While uncertainty continues in global markets, Aozora Securities is well positioned to adapt itself to changing circumstances while promoting a customer-oriented approach and will strive to be chosen as the preferred asset management partner for its customers. I would like to express my gratitude to all of you who have extended support and look forward to working with you in the future.

June 2017
Representative Director, President
Masaki Tanabe

Company Outline

Name Aozora Securities Co., Ltd
Directors
Representative Director and President Masaki Tanabe
Representative Director and Deputy President Katsuyuki Ozaki
Director Natsuo Yamashita
Director Takayoshi Nomura
Director Masayoshi Ohara
Director Masato Mano
Standing Audit & Supervisory Board Member Hideto Kawamura
Audit & Supervisory Board Member Hirokazu Takino
Audit & Supervisory Board Member Hiroshi Inada
Establishment January 23, 2006
Capitalization 3,000,000,000 Yen
Shareholder Aozora Bank, Ltd. (100%)
Head Office Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Licenses and Memberships Class 1 Financial Services Company
Class 2 Financial Services Company
Kanto Finance Bureau Chief (Financial Services) License Number: 1764
Japan Securities Dealers Association
Type Ⅱ Financial Instruments Firms Association

Contact Information

Address 1-1, koujimachi 6-chome, Chiyoda-ku, Tokyo 102-0083, Japan
Tel +813-6752-1020
URL http://www.aozora-sec.co.jp

Principal Businesses

Sales Division/Investment Consulting

Experienced professionals provide portfolio advisory services from handpicked financial products offerings

Financial Products Division/Financial Intermediary

Aozora Bank offers financial products as financial intermediary service provider to serve the broad investment needs of its clients

Underwriting

For institutional clients, underwrites local government bonds and corporate bonds

Principal Product Offerings

Equity related

Domestic and oversea equities, ETFs, listed futures, options

Bonds

Regional bonds, financial notes, domestic and overseas government and corporate bonds

Structured notes

Index linked, equity linked, foreign exchange linked, etc.

Securitized products

Trust beneficiary rights (leases, receivables) etc.

Real estate trust beneficiary rights

Intermediation of real estate trust beneficiary rights